Filing Details

Accession Number:
0001209191-20-005271
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-28 21:31:52
Reporting Period:
2020-01-25
Accepted Time:
2020-01-28 21:31:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE Electrical Industrial Apparatus (3620) 770565408
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745993 Seilheimer Susan Brennan 4353 North First Street
San Jose CA 95134
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-01-25 52,318 $0.00 144,242 No 4 C Direct
Class A Common Stock Acquisiton 2020-01-25 3,333 $0.00 147,575 No 4 C Direct
Class A Common Stock Acquisiton 2020-01-25 9,777 $0.00 157,352 No 4 C Direct
Class A Common Stock Disposition 2020-01-27 25,540 $8.32 131,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted stock units (Class B common stock) Disposition 2020-01-25 52,318 $0.00 52,318 $0.00
Class A Common Stock Class B common stock Acquisiton 2020-01-25 52,318 $0.00 52,318 $0.00
Class A Common Stock Class B common stock Disposition 2020-01-25 52,318 $0.00 52,318 $0.00
Class B Common Stock Restricted stock units (Class B common stock) Disposition 2020-01-25 3,333 $0.00 3,333 $0.00
Class A Common Stock Class B common stock Acquisiton 2020-01-25 3,333 $0.00 3,333 $0.00
Class A Common Stock Class B common stock Disposition 2020-01-25 3,333 $0.00 3,333 $0.00
Class B Common Stock Restricted stock units (Class B common stock) Disposition 2020-01-25 9,777 $0.00 9,777 $0.00
Class A Common Stock Class B common stock Acquisiton 2020-01-25 9,777 $0.00 9,777 $0.00
Class A Common Stock Class B common stock Disposition 2020-01-25 9,777 $0.00 9,777 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
52,318 2028-07-24 No 4 M Direct
52,318 No 4 M Direct
0 No 4 C Direct
3,333 2025-09-11 No 4 M Direct
3,333 No 4 M Direct
0 No 4 C Direct
9,777 2026-05-05 No 4 M Direct
9,777 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Conversion of a derivative security pursuant to its terms.
  2. The number of shares required to cover tax withholding obligations incurred upon vesting of the RSUs were sold and the proceeds of sale were tendered to the issuer in payment of applicable taxes.
  3. he price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.40, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
  5. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
  6. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
  7. The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
  8. These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date