Filing Details
- Accession Number:
- 0001209191-20-005271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-28 21:31:52
- Reporting Period:
- 2020-01-25
- Accepted Time:
- 2020-01-28 21:31:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1745993 | Seilheimer Susan Brennan | 4353 North First Street San Jose CA 95134 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-01-25 | 52,318 | $0.00 | 144,242 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2020-01-25 | 3,333 | $0.00 | 147,575 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2020-01-25 | 9,777 | $0.00 | 157,352 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2020-01-27 | 25,540 | $8.32 | 131,812 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted stock units (Class B common stock) | Disposition | 2020-01-25 | 52,318 | $0.00 | 52,318 | $0.00 |
Class A Common Stock | Class B common stock | Acquisiton | 2020-01-25 | 52,318 | $0.00 | 52,318 | $0.00 |
Class A Common Stock | Class B common stock | Disposition | 2020-01-25 | 52,318 | $0.00 | 52,318 | $0.00 |
Class B Common Stock | Restricted stock units (Class B common stock) | Disposition | 2020-01-25 | 3,333 | $0.00 | 3,333 | $0.00 |
Class A Common Stock | Class B common stock | Acquisiton | 2020-01-25 | 3,333 | $0.00 | 3,333 | $0.00 |
Class A Common Stock | Class B common stock | Disposition | 2020-01-25 | 3,333 | $0.00 | 3,333 | $0.00 |
Class B Common Stock | Restricted stock units (Class B common stock) | Disposition | 2020-01-25 | 9,777 | $0.00 | 9,777 | $0.00 |
Class A Common Stock | Class B common stock | Acquisiton | 2020-01-25 | 9,777 | $0.00 | 9,777 | $0.00 |
Class A Common Stock | Class B common stock | Disposition | 2020-01-25 | 9,777 | $0.00 | 9,777 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,318 | 2028-07-24 | No | 4 | M | Direct | |
52,318 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
3,333 | 2025-09-11 | No | 4 | M | Direct | |
3,333 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
9,777 | 2026-05-05 | No | 4 | M | Direct | |
9,777 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Conversion of a derivative security pursuant to its terms.
- The number of shares required to cover tax withholding obligations incurred upon vesting of the RSUs were sold and the proceeds of sale were tendered to the issuer in payment of applicable taxes.
- he price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.40, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
- All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
- The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.
- These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date