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Filing Details

Accession Number:: 0001209191-20-005266
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-28 21:29:11
Reporting Period:: 2020-01-25

Accepted Time:: 2020-01-28 21:29:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	Electrical Industrial Apparatus (3620)	770565408

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746127	Swaminathan Venkataraman	4353 North First Street San Jose CA 95134	Evp Of Engineering And Cto	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Comon Stock	Acquisiton	2020-01-25	8,888	$0.00	185,244	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-01-25	14,538	$0.00	199,782	No	4	C	Direct
Class A Common Stock	Acquisiton	2020-01-25	91,712	$0.00	291,494	No	4	M	Direct
Class A Common Stock	Disposition	2020-01-27	44,665	$8.40	246,829	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted stock units (Class B common stock)	Disposition	2020-01-25	8,888	$0.00	8,888	$0.00
Class A Common Stock	Class B common stock	Acquisiton	2020-01-25	8,888	$0.00	8,888	$0.00
Class A Common Stock	Class B common stock	Disposition	2020-01-25	8,888	$0.00	8,888	$0.00
Class B Common Stock	Restricted stock units (Class B common stock)	Disposition	2020-01-25	14,538	$0.00	14,538	$0.00
Class A Common Stock	Class B common stock	Acquisiton	2020-01-25	14,538	$0.00	14,538	$0.00
Class A Common Stock	Class B common stock	Disposition	2020-01-25	14,538	$0.00	14,538	$0.00
Class A Common Stock	Restricted Stock Units (Class A common stock)	Disposition	2020-01-25	91,712	$0.00	91,712	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,888	2026-10-03	No	4	M	Direct
8,888		No	4	M	Direct
0		No	4	C	Direct
14,538	2026-05-05	No	4	M	Direct
14,538		No	4	M	Direct
0		No	4	C	Direct
91,711	2028-08-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	389,146	Indirect	By trust

Footnotes

Conversion of a derivative security pursuant to its terms.
Sale of shares to cover taxes incurred as a result of the vesting of the RSUs, in accordance with Rule 10b5-1 trading plan entered into by reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.09 to $8.77, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee.
Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
The RSUs vest 34% on January 25, 2019 and the remaining RSUs vest in two equal installments on each of January 25, 2020 and January 25, 2021.
All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.