Filing Details
- Accession Number:
- 0001179706-20-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-28 18:17:18
- Reporting Period:
- 2020-01-24
- Accepted Time:
- 2020-01-28 18:17:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354297 | Philip Davis | C/O Hewlett Packard Enterprise Company 6280 America Center Drive San Jose CA 95002 | Cso, Pres Hybrid It | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-24 | 26,313 | $14.76 | 26,313 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-24 | 9,429 | $14.76 | 16,884 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-01-28 | 16,884 | $14.61 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-01-24 | 26,313 | $0.00 | 26,313 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-01-02 | 181 | $0.00 | 181 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-01-02 | 522 | $0.00 | 522 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-01-02 | 594 | $0.00 | 594 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2020-01-02 | 937 | $0.00 | 937 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
25,967 | No | 4 | A | Direct | ||
74,670 | No | 4 | A | Direct | ||
83,118 | No | 4 | A | Direct | ||
127,200 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/28/19.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 01/24/17 the reporting person was granted 73,519 Restricted Stock Units ("RSUs"), 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which vested on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.8701 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20. The number of derivative securities in column 5 also includes 1,806 vested dividend equivalent rights and a de minimus adjustment of 0.9373 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which vested on 09/20/19, and 24,456 of which will vest on 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 181.4917 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.
- As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which vested on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 521.8850 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.
- As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.
- As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20.