Filing Details
- Accession Number:
- 0001141391-20-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-28 17:24:55
- Reporting Period:
- 2020-01-27
- Accepted Time:
- 2020-01-28 17:24:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1740987 | Gilberto Caldart | 2000 Purchase Street Purchase NY 10577 | President, International | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-01-27 | 20,964 | $90.13 | 20,964 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-01-27 | 400 | $313.63 | 20,564 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-01-27 | 2,698 | $315.67 | 17,866 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-01-27 | 5,082 | $316.56 | 12,784 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-01-27 | 8,677 | $317.57 | 4,107 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-01-27 | 3,897 | $318.56 | 210 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-01-27 | 210 | $319.18 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2020-01-27 | 20,964 | $0.00 | 20,964 | $90.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 54,205 | Indirect | See footnote below |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on December 12, 2019.
- This transaction was executed in multiple trades at prices ranging from $313.52 to $313.79. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $315.00 to $315.99. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $316.03 to $316.96. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $317.04 to $318.00. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $318.11 to $319.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $319.14 to $319.23. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held by a family-owned company, controlled by the reporting person.
- The reporting person was awarded 20,964 employee stock options on March 1, 2015, which vested in four equal annual installments, beginning on March 1, 2016.
Billionaire Hedge Funds
