Filing Details
- Accession Number:
- 0001543407-20-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-27 16:42:40
- Reporting Period:
- 2020-01-23
- Accepted Time:
- 2020-01-27 16:42:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221787 | A Vincent Forlenza | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-23 | 8,464 | $72.12 | 217,328 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-23 | 2,180 | $280.06 | 215,148 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-01-23 | 6,284 | $280.06 | 208,864 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-24 | 9,666 | $72.12 | 218,530 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-24 | 2,489 | $280.13 | 216,041 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-01-24 | 7,177 | $280.13 | 208,864 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-27 | 34,406 | $72.12 | 243,270 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-27 | 8,860 | $280.09 | 234,410 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-01-27 | 25,546 | $280.09 | 208,864 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2020-01-23 | 8,464 | $0.00 | 8,464 | $72.12 |
| Common Stock | Stock Appreciation Rights | Disposition | 2020-01-24 | 9,666 | $0.00 | 9,666 | $72.12 |
| Common Stock | Stock Appreciation Rights | Disposition | 2020-01-27 | 34,406 | $0.00 | 34,406 | $72.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 82,434 | 2012-11-22 | 2021-11-22 | No | 4 | M | Direct |
| 72,768 | 2012-11-22 | 2021-11-22 | No | 4 | M | Direct |
| 38,362 | 2012-11-22 | 2021-11-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 26,064 | Indirect | By GRAT |
| Common Stock | 10,645 | Indirect | SIP Trust |
Footnotes
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.20. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019.
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.55. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019.
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.36. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019.
- Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019.
- The stock appreciation rights vest in four annual installments beginning November 22, 2012.
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