Filing Details
- Accession Number:
- 0001179110-20-000792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-24 20:32:49
- Reporting Period:
- 2020-01-22
- Accepted Time:
- 2020-01-24 20:32:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392677 | R Eric Ludwig | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | Evp, Coo And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-22 | 68,334 | $4.10 | 125,334 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-22 | 68,334 | $0.00 | 57,000 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2020-01-22 | 68,334 | $0.00 | 436,027 | No | 4 | G | Indirect | Trust |
Common Stock | Disposition | 2020-01-22 | 68,334 | $6.51 | 367,693 | No | 4 | S | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | Trust |
No | 4 | S | Indirect | Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2020-01-22 | 68,334 | $0.00 | 68,334 | $4.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
136,666 | 2020-10-14 | No | 4 | M | Direct |
Footnotes
- The transaction was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended) dated September 6, 2019.
- Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
- These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.50 to $6.54. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option vested and became exercisable with respect to 25% of the shares on October 14, 2015, with the remaining shares vested and exercisable in equal monthly installments over the following three years.