Filing Details
- Accession Number:
- 0001746687-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-24 19:55:48
- Reporting Period:
- 2019-12-04
- Accepted Time:
- 2020-01-24 19:55:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1716621 | Ra Medical Systems Inc. | RMED | Surgical & Medical Instruments & Apparatus (3841) | 383661826 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746687 | Dean Irwin | C/O Phil Tenser 12520 High Bluff Drive Suite 240 San Diego CA 92130 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-12-04 | 7,400 | $1.19 | 92,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-12-04 | 4,400 | $1.19 | 78,239 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2019-12-04 | 12,868 | $1.96 | 80,002 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-12-04 | 15,442 | $1.96 | 62,797 | No | 4 | F | Indirect | By spouse |
Common Stock | Disposition | 2020-01-22 | 12,950 | $1.89 | 67,052 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-22 | 7,700 | $1.89 | 55,097 | No | 4 | S | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
No | 4 | F | Direct | |
No | 4 | F | Indirect | By spouse |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,803,852 | Indirect | see Footnote |
Footnotes
- Filed manually with the SEC pursuit to hardship on 12/06/2019
- The sales reported were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person and the reporting person's spouse on Sept. 27, 2018
- Represents the number of shares required to be sold by the reporting persons to cover tax witholding obligations in connection with the vesting of restricted stock units. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax witholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- Shares held of record by Dean Irwin and Melissa Burstein, as trustees U/T/A June 12, 2017, of which Dean Irwin serves as co-trustee.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at different prices. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.