Home > Insider Trading > Filing (0001567619-20-001528)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604643	Evoqua Water Technologies Corp.	AQUA	Refrigeration & Service Industry Machinery (3580)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1720147	Rodney Aulick	Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-01-22	7,646	$4.64	89,941	No	4	M	Direct
Common Stock	Disposition	2020-01-22	7,646	$19.64	82,295	No	4	S	Direct
Common Stock	Acquisiton	2020-01-24	2,582	$4.64	84,877	No	4	M	Direct
Common Stock	Disposition	2020-01-24	2,582	$19.57	82,295	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-01-22	7,646	$0.00	7,646	$4.64
Common Stock	Stock Option (Right to Buy)	Disposition	2020-01-24	2,582	$0.00	2,582	$4.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
513,913		2024-03-06	No	4	M	Direct
511,331		2024-03-06	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.
This amount includes 11,839 unvested restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of January 1, 2021, January 1, 2022 and January 1, 2023 and settle within 30 days of the applicable vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.84, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.67, inclusive.
This option is fully vested.