Filing Details
- Accession Number:
- 0001225208-20-001135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-24 19:10:24
- Reporting Period:
- 2019-11-22
- Accepted Time:
- 2020-01-24 19:10:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388430 | Cai International Inc. | CAI | Services-Equipment Rental & Leasing, Nec (7359) | 943109229 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485232 | James Daniel Hallahan | Steuart Tower 1 Market Plaza, Suite 2400 San Francisco CA 94105 | Senior Vp, Global Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-11-22 | 50,000 | $23.71 | 16,703 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-17 | 16,291 | $15.89 | 32,994 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-17 | 9,375 | $7.87 | 42,369 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-17 | 11,651 | $28.70 | 30,718 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-12-17 | 16,291 | $0.00 | 16,291 | $15.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-12-17 | 9,375 | $0.00 | 9,375 | $7.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,709 | 2027-02-15 | No | 4 | M | Direct | |
| 2,250 | 2026-06-02 | No | 4 | M | Direct |
Footnotes
- Represents shares sold by the reporting person to cover the exercise price and tax obligations upon the exercise of the options.
- The option vests with respect to 25% of the shares on the first anniversary of the grant date, and an additional 1/48th of the shares vest monthly thereafter.
Billionaire Hedge Funds
