Filing Details
- Accession Number:
- 0001567619-20-001510
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-01-24 16:28:14
- Reporting Period:
- 2019-12-26
- Accepted Time:
- 2020-01-24 16:28:14
- Original Submission Date:
- 2019-12-30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392977 | R Andrew Jones | 274 Riverside Avenue Westport CT 06880 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-26 | 541 | $1.95 | 344,543 | No | 4 | S | Indirect | Held in managed funds |
| Common Stock | Disposition | 2019-12-27 | 3,185 | $1.89 | 341,358 | No | 4 | S | Indirect | Held in managed funds |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Held in managed funds |
| No | 4 | S | Indirect | Held in managed funds |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,108 | Direct | |
| Common Stock | 12,464 | Indirect | Held in IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B. Convertible Preferred Stock | $40.00 | 1,313 | 2,100 | Direct | ||
| Common Stock | Series B Convertible Preferred Stock | $40.00 | 28,334 | 45,335 | Indirect | ||
| Common Stock | Series D Cumulative Convertible Preferred Stock | $16.96 | 31,840 | 21,600 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,313 | 2,100 | Direct | |
| 28,334 | 45,335 | Indirect | |
| 31,840 | 21,600 | Indirect |
Footnotes
- These shares are held by various investment partnerships, funds and managed accounts, in which NS Advisors, LLC ("NS Advisors") serves as the investment manager. Mr. Jones is the managing member of NS Advisors and has sole voting and investment authority over the shares.
- Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
- Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.
- The share amount originally reported was incorrect.
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