Filing Details
- Accession Number:
- 0000054480-20-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-23 18:12:18
- Reporting Period:
- 2020-01-22
- Accepted Time:
- 2020-01-23 18:12:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224125 | K Warren Erdman | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-22 | 3,800 | $35.41 | 50,788 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-22 | 3,800 | $164.30 | 46,988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-01-22 | 3,800 | $0.00 | 3,800 | $35.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-07 | 2020-07-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,061 | Indirect | Held by 401(k) & P/S Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $52.62 | 2021-02-22 | 4,980 | 4,980 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $66.99 | 2022-02-21 | 3,362 | 3,362 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $97.77 | 2023-02-20 | 2,620 | 2,620 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $94.23 | 2024-02-19 | 2,777 | 2,777 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $119.35 | 2025-02-17 | 2,668 | 2,668 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $82.71 | 2026-02-18 | 5,233 | 5,233 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $86.89 | 2027-02-16 | 4,916 | 4,916 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $105.83 | 2028-03-05 | 4,219 | 4,219 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $110.13 | 2029-03-04 | 4,153 | 4,153 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-22 | 4,980 | 4,980 | Direct |
| 2022-02-21 | 3,362 | 3,362 | Direct |
| 2023-02-20 | 2,620 | 2,620 | Direct |
| 2024-02-19 | 2,777 | 2,777 | Direct |
| 2025-02-17 | 2,668 | 2,668 | Direct |
| 2026-02-18 | 5,233 | 5,233 | Direct |
| 2027-02-16 | 4,916 | 4,916 | Direct |
| 2028-03-05 | 4,219 | 4,219 | Direct |
| 2029-03-04 | 4,153 | 4,153 | Direct |
Footnotes
- Includes 5.598 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
- These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
