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Filing Details

Accession Number:: 0001104659-20-006367
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-23 17:04:03
Reporting Period:: 2020-01-21

Accepted Time:: 2020-01-23 17:04:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1297989	Exlservice Holdings Inc.	EXLS	Services-Business Services, Nec (7389)	820572194

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1373630	Rohit Kapoor	320 Park Avenue New York NY 10022	Ceo & Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2020-01-21	1,993	$24.77	213,346	No	4	M	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2020-01-21	1,993	$72.51	211,352	No	4	S	Direct
Common Stock, Par Value $0.001 Per Share	Disposition	2020-01-21	2,296	$72.51	244,016	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.001 Per Share	Employee Stock Options (right to buy)	Disposition	2020-01-21	1,993	$0.00	1,993	$24.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,841		2022-02-07	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	40,219	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	177,134	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	84,000	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	84,000	Indirect	See Footnote

Footnotes

On January 21, 2020, the reporting person exercised previously issued options to purchase an aggregate of 1,993 shares of common stock of ExlService Holdings, Inc.
This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
This transaction was executed in multiple trades at prices ranging from $72.50 to $72.60 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.
This transaction was executed in multiple trades at prices ranging from $72.50 to $72.56 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
Owned by the Rohit Kapoor 2016 Family Trust.
Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
Owned by the Shikha Kapoor 2005 Family Trust.
On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.