Filing Details
- Accession Number:
- 0001209191-20-004544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-22 20:13:52
- Reporting Period:
- 2020-01-21
- Accepted Time:
- 2020-01-22 20:13:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1746466 | Equillium Inc. | EQ | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678152 | A Jason Keyes | 2223 Avenida De La Playa, Suite 108 La Jolla CA 92037 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-01-21 | 5,000 | $4.41 | 135,520 | No | 4 | S | Indirect | By The Keyes Trust Dated September 10, 2004 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The Keyes Trust Dated September 10, 2004 |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Includes 1,800 shares acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan on December 10, 2019.
Billionaire Hedge Funds
