Filing Details
- Accession Number:
- 0001567619-20-001315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-21 20:40:39
- Reporting Period:
- 2020-01-16
- Accepted Time:
- 2020-01-21 20:40:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1758730 | Tradeweb Markets Inc. | TW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1771197 | Scott Zucker | Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-01-16 | 12,540 | $20.59 | 60,835 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-01-16 | 12,540 | $45.41 | 48,295 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2020-01-17 | 7,460 | $20.59 | 55,755 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-01-17 | 7,090 | $45.75 | 48,665 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-01-17 | 370 | $46.31 | 48,295 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-16 | 12,540 | $0.00 | 12,540 | $20.59 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-17 | 7,460 | $0.00 | 7,460 | $20.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
153,522 | 2028-10-26 | No | 4 | M | Direct | |
146,062 | 2028-10-26 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
- This amount includes 22,868 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 21,427 vested RSUs which will be settled on February 3, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.10 to $45.90, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.25 to $46.22, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.29 to $46.34, inclusive.
- This option is fully vested and exercisable as of the date hereof.