Home > Insider Trading > Filing (0001567619-20-001311)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771193	Douglas Friedman	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-01-16	12,635	$20.59	58,145	No	4	M	Direct
Class A Common Stock	Disposition	2020-01-16	12,635	$45.41	45,510	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-01-17	2,292	$20.59	47,802	No	4	M	Direct
Class A Common Stock	Disposition	2020-01-17	2,292	$45.80	45,510	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-01-16	12,635	$0.00	12,635	$20.59
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-01-17	2,292	$0.00	2,292	$20.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
148,524		2028-10-26	No	4	M	Direct
146,232		2028-10-26	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.
This amount includes 22,868 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 19,642 vested RSUs which will be settled on February 3, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.12 to $45.90, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.47 to $46.29, inclusive.
This option is fully vested and exercisable as of the date hereof.