Filing Details
- Accession Number:
- 0001104659-20-005577
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-21 16:44:48
- Reporting Period:
- 2020-01-16
- Accepted Time:
- 2020-01-21 16:44:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1760542 | Hookipa Pharma Inc. | HOOK | Pharmaceutical Preparations (2834) | 815395687 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768432 | Klaus Orlinger | C/O Hookipa Pharma Inc. 350 Fifth Avenue, 72Nd Floor, Suite 7240 New York NY 10118 | Sr. Vp, Research | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-16 | 1,140 | $0.10 | 1,140 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-01-16 | 571 | $0.10 | 1,711 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-16 | 1,711 | $11.56 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-21 | 6,789 | $0.10 | 6,789 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-21 | 6,789 | $12.02 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-16 | 1,140 | $0.00 | 1,140 | $0.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-16 | 571 | $0.00 | 571 | $0.10 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-21 | 6,789 | $0.00 | 6,789 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-12-31 | No | 4 | M | Direct | |
| 14,530 | 2026-12-31 | No | 4 | M | Direct | |
| 7,741 | 2026-12-31 | No | 4 | M | Direct |
Footnotes
- This option is fully vested and exercisable.
- 25% of this option vested and became exercisable on January 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter.
Billionaire Hedge Funds
