Filing Details
- Accession Number:
- 0001562180-20-000454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-21 16:18:50
- Reporting Period:
- 2020-01-17
- Accepted Time:
- 2020-01-21 16:18:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1590877 | Regenxbio Inc. | RGNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346164 | Curran Simpson | C/O Regenxbio Inc. 9600 Blackwell Road, Suite 210 Rockville MD 20850 | Svp, Product Development & Cto | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-17 | 1,622 | $19.50 | 25,570 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-01-17 | 2,700 | $22.00 | 28,270 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-01-17 | 800 | $35.80 | 29,070 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-17 | 5,922 | $50.00 | 23,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-17 | 800 | $0.00 | 800 | $35.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-17 | 2,700 | $0.00 | 2,700 | $22.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-17 | 1,622 | $0.00 | 1,622 | $19.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,450 | 2028-01-03 | No | 4 | M | Direct | |
| 22,519 | 2025-08-30 | No | 4 | M | Direct | |
| 13,378 | 2027-01-03 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $50.00 to $50.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The previously granted option, representing a right to purchase a total of 55,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on January 3, 2019, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.
- The previously granted option, representing a right to purchase a total of 230,500 shares, became exercisable as follows: 25% of the shares subject to this option vested on August 31, 2016, and the balance vested in equal monthly installments over the 36 months thereafter.
- The previously granted option, representing a right to purchase a total of 30,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on January 4, 2018, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.
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