Filing Details
- Accession Number:
- 0001213900-20-001362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-17 19:45:59
- Reporting Period:
- 2020-01-15
- Accepted Time:
- 2020-01-17 19:45:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1759824 | B. Riley Principal Merger Corp. | BRPM | Services-Business Services, Nec (7389) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464790 | B. Riley Financial, Inc. | 21255 Burbank Boulevard, Suite 400 Woodland Hills, CA 91367 | No | No | Yes | No | |
1505748 | B. Riley Fbr, Inc. | 11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
1772457 | B. Riley Principal Sponsor Co., Llc | 299 Park Avenue, 21St Floor New York, NY 10171 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-01-15 | 15,000 | $10.19 | 0 | No | 4 | S | Indirect | See notes |
Class A Common Stock | Disposition | 2020-01-15 | 185,000 | $10.18 | 0 | No | 4 | S | Indirect | See notes |
Class A Common Stock | Acquisiton | 2020-01-15 | 250,000 | $10.19 | 0 | No | 4 | P | Indirect | See notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See notes |
No | 4 | S | Indirect | See notes |
No | 4 | P | Indirect | See notes |
Footnotes
- In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 4 is being filed jointly by B. Riley Principal Sponsor Co., LLC (the "Sponsor") and B. Riley FBR, Inc., a Delaware corporation ("BRFBR" and collectively, the "Filing Persons"). Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock") of B. Riley Principal Merger Corp, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein.
- The shares of the Issuer purchased or sold in the listed transactions were held directly by BRFBR. BRF is the parent company of BRFBR and the sole member of the managing member of the Sponsor and has voting and dispositive power over the securities held by each of BRFBR and the Sponsor. As a result, BRF may be deemed to indirectly beneficially own the securities held by BRFBR and the Sponsor.
- BRFBR is a FINRA registered broker dealer and market maker. The transactions reported herein reflect executions in which BRFBR had no direct or indirect beneficial interest. Such transactions were executed in furtherance of BRFBR's bona-fide market making activities. As part of its bona-fide market making activities, BRFBR may hold long or short positions overnight.