Filing Details
- Accession Number:
- 0000920112-20-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-17 14:59:40
- Reporting Period:
- 2020-01-16
- Accepted Time:
- 2020-01-17 14:59:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1783815 | H Barry Orr | 1398 Central Ave Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-01-16 | 1,507 | $50.00 | 225,359 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 306 | $50.01 | 225,053 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 579 | $50.02 | 224,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 700 | $50.03 | 223,774 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 200 | $50.04 | 223,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 600 | $50.05 | 222,974 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 600 | $50.06 | 222,374 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 300 | $50.07 | 222,074 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 200 | $50.08 | 221,874 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 573 | $50.09 | 221,301 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 227 | $50.10 | 221,074 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 332 | $50.11 | 220,742 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 300 | $50.12 | 220,442 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 647 | $50.13 | 219,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 36 | $50.14 | 219,759 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 600 | $50.15 | 219,159 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 100 | $50.16 | 219,059 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 100 | $50.18 | 218,959 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 441 | $50.19 | 218,518 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 200 | $50.20 | 218,318 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 200 | $50.21 | 218,118 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-01-16 | 100 | $50.22 | 218,018 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 226,866 | Direct | |
Common Stock | 15,179 | Indirect | IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 2019 Performance Based Restricted Stock (3-year performance) | $0.00 | 1,303 | 0 | Direct | ||
Common Stock | 2019 Time-Based Restricted Stock | $0.00 | 1,303 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,303 | 0 | Direct | |
1,303 | 0 | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 plan effective September 10,2019
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
- Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.