Home > Insider Trading > Filing (0001209191-20-003788)

Filing Details

Accession Number:: 0001209191-20-003788
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2020-01-17 07:00:14
Reporting Period:: 2020-01-14

Accepted Time:: 2020-01-17 07:00:14
Original Submission Date:: 2020-01-16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1739936	Svmk Inc.	SVMK	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1288707	E Thomas Hale	C/O Svmk Inc. One Curiosity Way San Mateo CA 94403	President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-01-14	7,821	$13.20	505,185	No	4	M	Direct
Common Stock	Acquisiton	2020-01-14	32,466	$12.35	537,651	No	4	M	Direct
Common Stock	Disposition	2020-01-14	54,384	$20.03	483,267	No	4	S	Direct
Common Stock	Acquisiton	2020-01-15	32,179	$13.20	515,446	No	4	M	Direct
Common Stock	Acquisiton	2020-01-15	20,867	$12.35	536,313	No	4	M	Direct
Common Stock	Disposition	2020-01-15	76,453	$20.03	459,860	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-01-14	7,821	$0.00	7,821	$13.20
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-01-14	32,466	$0.00	32,466	$12.35
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-01-15	32,179	$0.00	32,179	$13.20
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2020-01-15	20,867	$0.00	20,867	$12.35

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
217,179	2028-03-05	No	4	M	Direct
287,534	2029-02-15	No	4	M	Direct
185,000	2028-03-05	No	4	M	Direct
266,667	2029-02-15	No	4	M	Direct

Footnotes

Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $20.00 to $20.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option, originally granted for 225,000 shares, vested as to 1/12th of the shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
The option, originally granted for 320,000 shares, vested as to 1/12th of the shares on 05/15/2019 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.