Filing Details
- Accession Number:
- 0001209191-20-003783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-16 21:58:09
- Reporting Period:
- 2020-01-14
- Accepted Time:
- 2020-01-16 21:58:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1739936 | Svmk Inc. | SVMK | Services-Computer Programming, Data Processing, Etc. (7370) | 800765058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753124 | H Erika James | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-14 | 35,000 | $13.65 | 66,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-14 | 35,000 | $20.03 | 31,346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-01-14 | 35,000 | $0.00 | 35,000 | $13.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 175,000 | 2028-09-06 | No | 4 | M | Direct |
Footnotes
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, originally granted for 210,000 shares, vested as to 1/48th of the shares on 09/29/2018 and an additional 1/48th of the total number of option shares vest monthly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
Billionaire Hedge Funds
