Filing Details
- Accession Number:
- 0001214659-20-000413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-16 17:30:22
- Reporting Period:
- 2019-01-15
- Accepted Time:
- 2020-01-16 17:30:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896493 | Dpw Holdings Inc. | DPW | Electronic Components, Nec (3679) | 941721931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1734770 | Ault & Company, Inc. | 200 Sandpointe Drive, Suite 500 Santa Ana CA 92707 | See Remark | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-15 | 660,667 | $1.12 | 666,945 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On December 22, 2019, the Reporting Person agreed to acquire 19.9% of the Issuer's issued and outstanding shares of common stock, or 660,667 shares, at $1.12 per share for a total purchase price of $739,948, pursuant to a securities purchase agreement in reliance upon the provisions of Section 4(a)(2) of the Securities Act of 1933, as amended, and Regulation D promulgated under the Securities Act. Such issuance was authorized by the NYSE American on January 15, 2020.