Filing Details
- Accession Number:
- 0001209191-20-003566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-16 07:22:59
- Reporting Period:
- 2020-01-14
- Accepted Time:
- 2020-01-16 07:22:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1323885 | Atricure Inc. | ATRC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230584 | H Michael Carrel | 7555 Innovation Way Mason OH 45040 | President, Ceo, & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-14 | 25,000 | $5.91 | 651,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-14 | 25,000 | $34.00 | 626,490 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-15 | 25,000 | $5.91 | 651,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-15 | 25,000 | $35.00 | 626,490 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-14 | 25,000 | $0.00 | 25,000 | $5.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-01-15 | 25,000 | $0.00 | 25,000 | $5.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2013-11-01 | 2022-11-01 | No | 4 | M | Direct |
| 25,000 | 2013-11-01 | 2022-11-02 | No | 4 | M | Direct |
Footnotes
- These shares were exercised pursuant to a 10b5-1 trading plan.
- These shares were sold pursuant to a 10b5-1 trading plan.
- These options were granted on November 1, 2012 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
Billionaire Hedge Funds
