Filing Details
- Accession Number:
- 0001225208-20-000828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-15 17:55:44
- Reporting Period:
- 2020-01-13
- Accepted Time:
- 2020-01-15 17:55:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311487 | Gordon Smith | 383 Madison Avenue New York NY 10179-0001 | Co-President & Coo, Ceo Ccb | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-13 | 32,493 | $0.00 | 425,690 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-01-13 | 25,724 | $0.00 | 451,414 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-13 | 28,717 | $136.48 | 422,697 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-01-15 | 11,800 | $137.04 | 410,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-01-15 | 2,950 | $137.03 | 21,075 | No | 4 | S | Indirect | By Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2020-01-13 | 32,493 | $0.00 | 32,493 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2020-01-13 | 25,724 | $0.00 | 25,724 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-01-13 | No | 4 | M | Direct | |
| 25,724 | 2021-01-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,026 | Indirect | By GRATs |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- Sale pursuant to 10b5-1 Plan dated November 14, 2019.
- Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.
- Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.
Billionaire Hedge Funds
