Filing Details
- Accession Number:
- 0001567619-20-001102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-15 17:31:18
- Reporting Period:
- 2019-01-14
- Accepted Time:
- 2020-01-15 17:31:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678830 | Bhagwat Swaroop | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Evp & Gm, Protection | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-01-14 | 726 | $121.62 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-15 | 5,000 | $77.50 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-15 | 5,000 | $125.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2020-01-15 | 5,000 | $0.00 | 5,000 | $77.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2026-08-29 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this line were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person.
- The stock option vested as to 1/4th of the total number of shares on July 1, 2017 and thereafter vests as to 1/48th of the total number of shares in equal monthly installments, subject to the reporting person's continued service to the issuer.
Billionaire Hedge Funds
