Filing Details
- Accession Number:
- 0001127602-20-001590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-15 10:30:04
- Reporting Period:
- 2019-12-10
- Accepted Time:
- 2020-01-15 10:30:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1174850 | Nicolet Bankshares Inc | NCBS | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1702968 | James Dustin Mcclone | C/O Nicolet National Bank 111 North Washington Street Green Bay WI 54301 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-10 | 909 | $0.00 | 0 | No | 4 | S | Indirect | By RMD Management Group, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By RMD Management Group, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 657 | Direct | |
| Common Stock | 495 | Indirect | By Nicolet National Bank Deferred Compensation Plan for Non-employee Directors |
Footnotes
- On December 10, 2019, the reporting person sold his interest in RMD Management Group, LLC, which held 909 shares of Nicolet Bankshares, Inc. common stock.
- Represents the holdings of RMD Management Group, LLC, of which the reporting person is a member. The reporting person disclaims beneficial ownership of registrant common stock held by RMD Management Group, LLC except to the extent of his pecuniary interest.
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