Filing Details
- Accession Number:
- 0001719015-20-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-01-15 10:11:34
- Reporting Period:
- 2019-08-23
- Accepted Time:
- 2020-01-15 10:11:34
- Original Submission Date:
- 2019-08-28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1710583 | Switch Inc. | SWCH | Services-Computer Programming, Data Processing, Etc. (7370) | 821883953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1718904 | Balelo Holdings Llc | 10889 Eden Ridge Ave Las Vegas NV 89135 | No | No | No | Yes | |
1718910 | L.p. Family Balelo | 10889 Eden Ridge Ave Las Vegas NV 89135 | No | No | No | Yes | |
1718911 | Subtrust Irrevocable Family Balelo | 10889 Eden Ridge Ave Las Vegas NV 89135 | No | No | No | Yes | |
1719015 | Gonsalves William Balelo | 10889 Eden Ridge Ave Las Vegas NV 89135 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2019-08-23 | 286,991 | $16.30 | 2,814,009 | No | 4 | S | Indirect | BY LLC AND TRUST |
Class A Common Stock | Disposition | 2019-08-23 | 276,141 | $16.30 | 2,537,868 | No | 4 | S | Indirect | BY LLC AND TRUST |
Class A Common Stock | Disposition | 2019-08-23 | 20,211 | $16.32 | 2,517,657 | No | 4 | S | Indirect | BY LLC AND IMMEDIATE FAMILY |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | BY LLC AND TRUST |
No | 4 | S | Indirect | BY LLC AND TRUST |
No | 4 | S | Indirect | BY LLC AND IMMEDIATE FAMILY |
Footnotes
- Prices of securities reported in U.S. Dollars on a per share basis, not an aggregate basis. Amounts reported exclude brokerage commissions and other costs of execution. This transaction was executed in multiple trades at prices ranging from $16.29 to $16.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Held by Balelo Holdings LLC, as to which Mr. Balelo is a Managing Member and maintains voting and dispositive control of these shares. Mr. Balelo disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
- The reporting person previously transferred 1,045,444 shares of Issuer's Class A Common Stock to The Gail K. Balelo 2008 Retained Annuity Trust (the "Trust"), as to which Mr. Balelo has the power to direct the sale or disposition of the shares held by the trust and the trust beneficiaries are Mr. Balelo and his immediate family members, in exchange for a release of an equivalent value of the membership units of Balelo Holdings LLC (the "LLC"), as to which Mr. Balelo is a Managing Member and maintains voting and dispositive control of these shares. The Trust effectuated the transactions of the securities reported as sold. Mr. Balelo and the LLC disclaim beneficial ownership of these shares, except to the extent of their pecuniary interests.
- The reporting person previously transferred 1,005,919 shares of Issuer's Class A Common Stock to The William G. Balelo 2008 Retained Annuity Trust (the "Trust"), as to which the spouse of Mr. Balelo has the power to direct the sale or disposition of the shares held by the trust and the trust beneficiaries are Mr. Balelo and his immediate family members, in exchange for a release of an equivalent value of the membership units of Balelo Holdings LLC (the "LLC"), as to which Mr. Balelo is a Managing Member and maintains voting and dispositive control of these shares. The Trust effectuated the transactions of the securities reported as sold. Mr. Balelo and the LLC disclaim beneficial ownership of these shares, except to the extent of their pecuniary interests.
- Prices of securities reported in U.S. Dollars on a per share basis, not an aggregate basis. Amounts reported exclude brokerage commissions and other costs of execution. This transaction was executed in multiple trades at prices ranging from $16.27 to $16.33. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The reporting person previously transferred 73,625 shares of Issuer's Class A Common Stock to John Balelo, the son of Mr. Balelo, in exchange for a release of an equivalent value of the membership units of Balelo Holdings LLC (the "LLC"), as to which Mr. Balelo is a Managing Member and maintains voting and dispositive control of these shares. John Balelo effectuated the transactions of the securities reported as sold. Mr. Balelo and the LLC disclaim beneficial ownership of these shares, except to the extent of their pecuniary interests.