Filing Details

Accession Number:
0001104659-20-003968
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-14 17:05:03
Reporting Period:
2020-01-10
Accepted Time:
2020-01-14 17:05:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674365 Aptinyx Inc. APTX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193586 Adams Street Partners Llc One North Wacker Drive
Suite 2700
Chicago IL 60606
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-10 152,512 $3.00 691,176 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-01-10 115,367 $3.00 522,837 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-01-10 156,920 $3.00 711,151 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-01-10 120,453 $3.00 504,708 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-01-10 104,942 $3.00 439,714 No 4 P Indirect See footnote
Common Stock Acquisiton 2020-01-10 349,806 $3.00 1,465,716 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 695,326 Indirect See footnote
Footnotes
  1. The shares are held directly by Adams Street 2012 Direct Fund LP ("AS 2012").
  2. The shares are held directly by Adams Street 2013 Direct Fund LP ("AS 2013").
  3. The shares are held directly by Adams Street 2014 Direct Fund LP ("AS 2014").
  4. The shares are held directly by Adams Street 2015 Direct Venture/Growth Fund LP ("AS 2015").
  5. The shares are held directly by Adams Street 2016 Direct Venture/Growth Fund LP ("AS 2016").
  6. The shares are held directly by Adams Street Venture/Growth Fund VI LP ("ASVG VI").
  7. Adams Street Partners, LLC is the managing member of the general partner of each of AS 2008, AS 2009, and AS 2010, and the managing member of the general partner of the general partner of AS 2011 (along with AS 2008, AS 2009 and AS 2010, as defined in footnote 9), AS 2012, AS 2013, AS 2014, AS 2015, AS 2016 and ASVG VI. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the reported shares. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang disclaim beneficial ownership of the shares held by each of the aforementioned funds except to the extent of their pecuniary interest therein.
  8. On January 10, 2020, AS 2012, AS 2013, AS 2014, AS 2015, AS 2016, and ASVG VI purchased 152,512, 115,367, 156,920, 120,453, 104,942, and 349,806 shares of common stock of the Issuer at a price of $3.00 per share, respectively, pursuant to an underwritten public offering.
  9. Represents 249,791 shares of Common Stock held by Adams Street 2008 Direct Fund, L.P. ("AS 2008"), 216,053 shares of Common Stock held by Adams Street 2009 Direct Fund, L.P. ("AS 2009"), 122,728 shares of Common Stock held by Adams Street 2010 Direct Fund, L.P. ("AS 2010"), and 106,754 shares of Common Stock held by Adams Street 2011 Direct Fund LP ("AS 2011").