Filing Details
- Accession Number:
- 0001104659-20-003968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-14 17:05:03
- Reporting Period:
- 2020-01-10
- Accepted Time:
- 2020-01-14 17:05:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674365 | Aptinyx Inc. | APTX | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193586 | Adams Street Partners Llc | One North Wacker Drive Suite 2700 Chicago IL 60606 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-10 | 152,512 | $3.00 | 691,176 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2020-01-10 | 115,367 | $3.00 | 522,837 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2020-01-10 | 156,920 | $3.00 | 711,151 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2020-01-10 | 120,453 | $3.00 | 504,708 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2020-01-10 | 104,942 | $3.00 | 439,714 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2020-01-10 | 349,806 | $3.00 | 1,465,716 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 695,326 | Indirect | See footnote |
Footnotes
- The shares are held directly by Adams Street 2012 Direct Fund LP ("AS 2012").
- The shares are held directly by Adams Street 2013 Direct Fund LP ("AS 2013").
- The shares are held directly by Adams Street 2014 Direct Fund LP ("AS 2014").
- The shares are held directly by Adams Street 2015 Direct Venture/Growth Fund LP ("AS 2015").
- The shares are held directly by Adams Street 2016 Direct Venture/Growth Fund LP ("AS 2016").
- The shares are held directly by Adams Street Venture/Growth Fund VI LP ("ASVG VI").
- Adams Street Partners, LLC is the managing member of the general partner of each of AS 2008, AS 2009, and AS 2010, and the managing member of the general partner of the general partner of AS 2011 (along with AS 2008, AS 2009 and AS 2010, as defined in footnote 9), AS 2012, AS 2013, AS 2014, AS 2015, AS 2016 and ASVG VI. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the reported shares. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould III, Robin P. Murray and Fred Wang disclaim beneficial ownership of the shares held by each of the aforementioned funds except to the extent of their pecuniary interest therein.
- On January 10, 2020, AS 2012, AS 2013, AS 2014, AS 2015, AS 2016, and ASVG VI purchased 152,512, 115,367, 156,920, 120,453, 104,942, and 349,806 shares of common stock of the Issuer at a price of $3.00 per share, respectively, pursuant to an underwritten public offering.
- Represents 249,791 shares of Common Stock held by Adams Street 2008 Direct Fund, L.P. ("AS 2008"), 216,053 shares of Common Stock held by Adams Street 2009 Direct Fund, L.P. ("AS 2009"), 122,728 shares of Common Stock held by Adams Street 2010 Direct Fund, L.P. ("AS 2010"), and 106,754 shares of Common Stock held by Adams Street 2011 Direct Fund LP ("AS 2011").