Home > Insider Trading > Filing (0001209191-20-003317)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768700	M. Seth Ellison	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111	Evp & President, Europe	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-01-13	10,578	$0.00	87,694	No	4	C	Direct
Class A Common Stock	Disposition	2020-01-13	10,578	$18.80	77,116	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Appreciation Rights	Disposition	2020-01-10	25,000	$0.00	25,000	$6.10
Class A Common Stock	Class B Common Stock	Acquisiton	2020-01-10	25,000	$6.10	25,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-01-10	14,422	$18.65	14,422	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-01-13	10,578	$0.00	10,578	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
297,220	2023-02-09	No	4	M	Direct
25,000		No	4	M	Direct
10,578		No	4	D	Direct
0		No	4	C	Direct

Footnotes

Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.58 to $18.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 67,390 are time-based SARs from an original grant of 275,800 SARs, of which 208,410 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.