Filing Details
- Accession Number:
- 0001718218-20-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-01-14 09:44:51
- Reporting Period:
- 2020-01-09
- Accepted Time:
- 2020-01-14 09:44:51
- Original Submission Date:
- 2020-01-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718218 | J Theodore Brombach | 321 N. Clark Street Chicago IL 60654 | President&Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Acquisiton | 2020-01-09 | 609 | $8.20 | 418,764 | No | 4 | P | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2020-01-10 | 612 | $8.17 | 419,376 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares Of Beneficial Interest | 10,205 | Indirect | XA Investments LLC |
Billionaire Hedge Funds
