Filing Details
- Accession Number:
- 0001437749-20-000562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-13 21:21:01
- Reporting Period:
- 2020-01-09
- Accepted Time:
- 2020-01-13 21:21:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1723522 | Farshad Ghasripoor | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Vp, Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-01-09 | 2,869 | $10.00 | 67,189 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-01-13 | 479 | $9.28 | 66,710 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 14, 2019.
- Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request
Billionaire Hedge Funds
