Home > Insider Trading > Filing (0001209191-20-003128)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1607716	Vivint Solar Inc.	VSLR	Heating Equipment, Except Electric & Warm Air Furnaces (3433)	455605880

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1618828	G. Thomas Plagemann	1800 West Ashton Blvd Lehi UT 84043	Cco; Evp, Capital Markets	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-01-09	51,568	$1.00	172,763	No	4	M	Direct
Common Stock	Disposition	2020-01-09	51,568	$8.25	121,195	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-01-09	51,568	$0.00	51,568	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
124,902		2023-10-14	No	4	M	Direct

Footnotes

The sales reported by Mr. Plagemann were effected pursuant to a Rule 10b5-1 trading plan.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.285, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
One-third of this option vests annually in five equal installments beginning 10/15/14. The remaining two-thirds of the outstanding options vest as follows: (1) one-half will vest if and upon the date that is the sooner of (a) 313 Acquisition LLC receives a return on its invested capital at a pre-established threshold or (b) the Company's aggregate equity market capitalization is equal to or greater than $1 billion on a date no sooner than 240 days after the commencement of this offering, and (2) one-half of the shares vest if and upon the date that 313 Acquisition LLC receives an additional return on its investment at a second pre-established threshold.