Filing Details
- Accession Number:
- 0000014693-20-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-10 18:35:53
- Reporting Period:
- 2020-01-09
- Accepted Time:
- 2020-01-10 18:35:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1719143 | V. John Hayes | 850 Dixie Highway Louisville KY 40210 | Svp/President, Usa & Canada | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2020-01-09 | 7,000 | $15.09 | 24,231 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2020-01-09 | 3,372 | $67.14 | 20,859 | No | 4 | F | Direct | |
| Class B Common | Disposition | 2020-01-09 | 3,628 | $67.32 | 17,231 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | Disposition | 2020-01-09 | 7,000 | $0.00 | 7,000 | $15.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,788 | 2013-05-01 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common | 15,559 | Indirect | Revocable Trust |
| Class B Common | 7,708 | Indirect | By 401k |
| Class B Common | 34 | Indirect | ESPP |
| Class B Common | 14,271 | Indirect | Hayes Investments LLC |
Footnotes
- The closing price of BF-B on January 8, 2020 was used to calculate the withholding obligation.
- Number of shares acquired through the issuer's 401(k) plan as of January 8, 2020.
- Number of shares acquired through the issuer's employee stock purchase program as of January 9, 2020.
Billionaire Hedge Funds
