Filing Details
- Accession Number:
- 0001209191-20-003086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-10 17:04:58
- Reporting Period:
- 2020-01-08
- Accepted Time:
- 2020-01-10 17:04:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1503802 | Karyopharm Therapeutics Inc. | KPTI | Pharmaceutical Preparations (2834) | 263931704 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588438 | Sharon Shacham | C/O Karyopharm Therapeutics Inc. 85 Wells Avenue Newton MA 02459 | President & Cso | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-08 | 10,000 | $4.75 | 753,506 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-08 | 10,000 | $18.57 | 743,506 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-09 | 10,000 | $4.75 | 552,139 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2020-01-09 | 10,000 | $19.19 | 542,139 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Disposition | 2019-12-19 | 17,313 | $0.00 | 0 | No | 5 | G | Indirect | By GRAT |
| Common Stock | Disposition | 2019-12-19 | 17,313 | $0.00 | 0 | No | 5 | G | Indirect | By Spouse's GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 5 | G | Indirect | By GRAT |
| No | 5 | G | Indirect | By Spouse's GRAT |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-01-08 | 10,000 | $0.00 | 10,000 | $4.75 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-01-09 | 10,000 | $0.00 | 10,000 | $4.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 430,303 | 2023-09-02 | No | 4 | M | Direct | |
| 386,061 | 2023-09-02 | No | 4 | M | Indirect |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Reflects the transfer of 12,372 shares from the Sharon Shacham 2016 Qualified Annuity Trust (the "GRAT") to the reporting person on December 12, 2019.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.34 to $18.82, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.
- Reflects the transfer of 12,372 shares from the Michael G. Kauffman 2016 Qualified Annuity Trust (the "Spouse's GRAT") to the spouse of the reporting person on December 12, 2019.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.885 to $19.34, inclusive. The spouse of the reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Upon termination of the GRAT, 17,313 shares held by the GRAT were transferred to a trust, the beneficiaries of which share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by such individuals, and this report should not be deemed an admission that the reporting person is the beneficial owner of such individuals' shares for purposes of Section 16 or for any other purpose.
- Upon termination of the Spouse's GRAT, 17,313 shares held by the Spouse's GRAT were transferred to a trust, the beneficiaries of which share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by such individuals, and this report should not be deemed an admission that the reporting person is the beneficial owner of such individuals' shares for purposes of Section 16 or for any other purpose.
- This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.
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