Filing Details
- Accession Number:
- 0001214659-20-000278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-10 16:21:32
- Reporting Period:
- 2019-12-23
- Accepted Time:
- 2020-01-10 16:21:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1586105 | Zyla Life Sciences | ZCOR | Pharmaceutical Preparations (2834) | 463575334 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1676700 | Riva Ridge Capital Management Lp | 55 Fifth Street, Suite 1808 New York New York NY 10003 | No | No | No | No | |
1777278 | Riva Ridge Gp Llc | 55 Fifth Street, Suite 1808 New York New York NY 10003 | No | No | No | No | |
1777279 | James Shim | 55 Fifth Street, Suite 1808 New York New York NY 10003 | No | No | No | No | |
1777281 | H Stephen Golden | 55 Fifth Street, Suite 1808 New York New York NY 10003 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-12-23 | 250,000 | $2.50 | 988,661 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-12-30 | 50,000 | $2.50 | 938,661 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed jointly by Riva Ridge Capital Management LP, a Delaware limited partnership ("RRCM"), Riva Ridge GP LLC, a Delaware limited liability company ("RRGP"), Stephen H. Golden ("Golden"), an individual, and James Shim ("Shim"), an individual (together, the "Reporting Persons"), with respect to certain securities of Zyla Life Sciences (f/k/a Egalet Corporation) (the "Issuer"). Neither the filing of this Form 4 nor any statements herein shall be deemed an admission that the Reporting Persons are members of a group, within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to any equity securities of the Issuer.
- RRCM is the investment adviser to certain investment funds and accounts, including Riva Ridge Master Fund, Ltd., a Cayman Islands exempted company (the "Master Fund"). The securities reported in this row are held directly by the Master Fund.
- Each of RRCM, as the investment adviser to the Master Fund, and RRGP, as the general partner of RRCM, may be deemed a beneficial owner of the Issuer's securities held by the Master Fund. Each of Golden and Shim, as a managing member of RRGP with the power to exercise investment discretion, may be deemed a beneficial owner of the Issuer's securities held by the Master Fund. Each of the Reporting Persons disclaims beneficial ownership of any securities of the Issuer reported or referenced herein, for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of such Reporting Person's pecuniary interest, if any, therein.