Filing Details

Accession Number:
0001543407-20-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-10 14:01:58
Reporting Period:
2020-01-08
Accepted Time:
2020-01-10 14:01:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10795 Becton Dickinson & Co BDX Surgical & Medical Instruments & Apparatus (3841) 220760120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221787 A Vincent Forlenza C/O Becton, Dickinson And Company
1 Becton Drive
Franklin Lakes NJ 07417
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-01-08 18,783 $72.12 227,647 No 4 M Direct
Common Stock Disposition 2020-01-08 4,923 $275.19 222,724 No 4 D Direct
Common Stock Disposition 2020-01-08 13,860 $275.19 208,864 No 4 S Direct
Common Stock Acquisiton 2020-01-10 26,665 $72.12 235,529 No 4 M Direct
Common Stock Disposition 2020-01-10 6,990 $275.15 228,539 No 4 D Direct
Common Stock Disposition 2020-01-10 19,675 $275.15 208,864 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2020-01-08 18,783 $0.00 18,783 $72.12
Common Stock Stock Appreciation Rights Disposition 2020-01-10 26,665 $0.00 26,665 $72.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
117,563 2012-11-22 2021-11-22 No 4 M Direct
90,898 2012-11-22 2021-11-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,064 Indirect By GRAT
Common Stock 10,645 Indirect SIP Trust
Footnotes
  1. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $275.00 through $275.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019.
  2. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $275.00 through $275.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019.
  3. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019.
  4. The stock appreciation rights vest in four annual installments beginning November 22, 2012.