Filing Details
- Accession Number:
- 0001441816-20-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-09 16:46:09
- Reporting Period:
- 2020-01-07
- Accepted Time:
- 2020-01-09 16:46:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1767034 | Cedric Pech | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-01-07 | 125 | $140.50 | 26,824 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-01-08 | 1,934 | $138.90 | 24,890 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2020-01-07 | 5,600 | $8.40 | 27,900 | No | 4 | M | Indirect | By KW Investments SRL |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | By KW Investments SRL |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-01-07 | 5,600 | $0.00 | 5,600 | $8.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
115,330 | 2027-04-05 | No | 4 | M | Indirect |
Footnotes
- The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The reporting person has elected to exercise and hold the shares at this time.
- KW Investments SRL is an Italian limited liability company owned by the reporting person and the reporting person's spouse.
- All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 12,205 shares are vested. The remaining shares shall vest in 18 equal monthly installments beginning on February 1, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.