Filing Details
- Accession Number:
- 0001104659-20-002370
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-08 20:54:58
- Reporting Period:
- 2020-01-06
- Accepted Time:
- 2020-01-08 20:54:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535527 | Crowdstrike Holdings Inc. | CRWD | () | NY |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
929408 | Warburg Pincus & Co. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1162870 | Warburg Pincus Llc | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1239318 | R Charles Kaye | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414561 | Warburg Pincus X, L.p. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414564 | L.p. Gp X Pincus Warburg | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414565 | Warburg Pincus Private Equity X, L.p. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1451560 | Warburg Pincus X Partners, L.p. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1621224 | Warburg Pincus Partners Gp Llc | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1621242 | Warburg Pincus Partners, L.p. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1621874 | Wpp Gp Llc | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-01-06 | 4,845,000 | $0.00 | 4,845,000 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2020-01-06 | 155,000 | $0.00 | 155,000 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2020-01-06 | 4,845,000 | $53.00 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-01-06 | 155,000 | $53.00 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-01-06 | 4,845,000 | $0.00 | 4,845,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-01-06 | 155,000 | $0.00 | 155,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,311,310 | No | 4 | C | Direct | ||
1,131,878 | No | 4 | C | Indirect |
Footnotes
- This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 35,311,310 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 4,845,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on January 6, 2020.
- Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 1,131,878 shares of Class B Common Stock, having converted 155,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on January 6, 2020.
- Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
- Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may each be deemed to control the Warburg Pincus Entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus Entities except to the extent of their pecuniary interest therein. Mr. Landy also serves as a director of the Issuer and is reporting on a separate Form 4.
- Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
- By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events.