Filing Details
- Accession Number:
- 0001381752-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-08 19:06:18
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-08 19:06:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366561 | Smartsheet Inc | SMAR | Services-Prepackaged Software (7372) | 202954357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381752 | S Matthew Mcilwain | C/O Madrona Venture Group 999 Third Ave., 34Th Floor Seattle WA 98104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-01-02 | 20,000 | $0.00 | 149,868 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2020-01-06 | 25,000 | $45.81 | 124,868 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-01-06 | 837,000 | $45.00 | 2,345,606 | No | 4 | S | Indirect | By Madrona Venture Fund III, L.P. |
Class A Common Stock | Disposition | 2020-01-06 | 33,435 | $45.00 | 93,699 | No | 4 | S | Indirect | By Madrona Venture Fund III-A, L.P. |
Class A Common Stock | Disposition | 2020-01-06 | 175,103 | $45.00 | 490,706 | No | 4 | S | Indirect | By Madrona Venture Fund IV, L.P. |
Class A Common Stock | Disposition | 2020-01-06 | 4,462 | $45.00 | 12,505 | No | 4 | S | Indirect | By Madrona Venture Fund IV-A, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Madrona Venture Fund III, L.P. |
No | 4 | S | Indirect | By Madrona Venture Fund III-A, L.P. |
No | 4 | S | Indirect | By Madrona Venture Fund IV, L.P. |
No | 4 | S | Indirect | By Madrona Venture Fund IV-A, L.P. |
Footnotes
- Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.75 to $45.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These securities are held of record by Madrona Venture Fund III, L.P ("Madrona Fund III") and Madrona Venture Fund III-A, L.P. ("Madrona Fund III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes.
- These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes.