Filing Details

Accession Number:
0001381752-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-08 19:06:18
Reporting Period:
2020-01-02
Accepted Time:
2020-01-08 19:06:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR Services-Prepackaged Software (7372) 202954357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381752 S Matthew Mcilwain C/O Madrona Venture Group
999 Third Ave., 34Th Floor
Seattle WA 98104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-01-02 20,000 $0.00 149,868 No 5 G Direct
Class A Common Stock Disposition 2020-01-06 25,000 $45.81 124,868 No 4 S Direct
Class A Common Stock Disposition 2020-01-06 837,000 $45.00 2,345,606 No 4 S Indirect By Madrona Venture Fund III, L.P.
Class A Common Stock Disposition 2020-01-06 33,435 $45.00 93,699 No 4 S Indirect By Madrona Venture Fund III-A, L.P.
Class A Common Stock Disposition 2020-01-06 175,103 $45.00 490,706 No 4 S Indirect By Madrona Venture Fund IV, L.P.
Class A Common Stock Disposition 2020-01-06 4,462 $45.00 12,505 No 4 S Indirect By Madrona Venture Fund IV-A, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
No 4 S Indirect By Madrona Venture Fund III, L.P.
No 4 S Indirect By Madrona Venture Fund III-A, L.P.
No 4 S Indirect By Madrona Venture Fund IV, L.P.
No 4 S Indirect By Madrona Venture Fund IV-A, L.P.
Footnotes
  1. Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.75 to $45.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. These securities are held of record by Madrona Venture Fund III, L.P ("Madrona Fund III") and Madrona Venture Fund III-A, L.P. ("Madrona Fund III-A"), as applicable. Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona III and Madrona III-A, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona III and Madrona III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes.
  4. These securities are held of record by Madrona Venture Fund IV, L.P. ("Madrona Fund IV") and Madrona Venture Fund IV-A, L.P. ("Madrona Fund IV-A"), as applicable. Madrona Investment Partners IV, L.P. ("Madrona Partners IV") is the general partner of Madrona IV and Madrona IV-A, and Madrona IV General Partner, LLC ("Madrona IV LLC") is the general partner of Madrona Partners IV. Matthew McIlwain, a member of the issuer's board of directors, together with Tom Alberg, Paul Goodrich, Scott Jacobson, Len Jordon, and Tim Porter, are the managing members of Madrona IV LLC, and each may be deemed to share voting and investment power over the securities held by Madrona IV and Madrona IV-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and their inclusion herein shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or any other purposes.