Filing Details
- Accession Number:
- 0001070081-20-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-08 18:07:41
- Reporting Period:
- 2020-01-06
- Accepted Time:
- 2020-01-08 18:07:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1707685 | Marie Christine Utter | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Svp, Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-01-06 | 360 | $48.17 | 5,224 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-01-07 | 6,250 | $13.10 | 11,474 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-07 | 6,250 | $50.00 | 5,224 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-01-07 | 7,500 | $18.01 | 12,724 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-07 | 7,500 | $50.03 | 5,224 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right To Buy) | Disposition | 2020-01-07 | 6,250 | $13.10 | 6,250 | $13.10 |
Common Stock | Stock Option (Right To Buy) | Disposition | 2020-01-07 | 7,500 | $18.01 | 7,500 | $18.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2027-06-02 | No | 4 | M | Direct | |
22,500 | 2028-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 74 | 74 | Direct | |
Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 21 | 21 | Direct | |
Common Stock | Stock Option (Right To Buy) | $40.45 | 2024-09-23 | 4,688 | 4,688 | Direct | |
Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-02 | 17,800 | 17,800 | Direct | |
Common Stock | Stock Option (Right To Buy) | $30.86 | 2026-01-03 | 10,310 | 10,310 | Direct | |
Common Stock | Stock Option (Right To Buy) | $11.23 | 2027-01-02 | 3,150 | 3,150 | Direct | |
Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 42,500 | 42,500 | Direct | |
Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 10,100 | 10,100 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-04-27 | 74 | 74 | Direct |
2022-01-10 | 21 | 21 | Direct |
2024-09-23 | 4,688 | 4,688 | Direct |
2025-01-02 | 17,800 | 17,800 | Direct |
2026-01-03 | 10,310 | 10,310 | Direct |
2027-01-02 | 3,150 | 3,150 | Direct |
2029-01-21 | 42,500 | 42,500 | Direct |
2029-01-21 | 10,100 | 10,100 | Direct |
Footnotes
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 975 RSUs from a January 3, 2017 grant of 3,900 RSUs.
- This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 29, 2019.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.09 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Currently exercisable.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
- This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
- This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
- This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.