Filing Details
- Accession Number:
- 0001104659-20-002325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-08 17:54:41
- Reporting Period:
- 2020-01-06
- Accepted Time:
- 2020-01-08 17:54:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093691 | Plug Power Inc | PLUG | Electrical Industrial Apparatus (3620) | 223672377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308706 | Jr L Gerard Conway | C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12110 | Gen.counsel, Corp. Sec.,Sr. Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Plug Power Common Stock | Acquisiton | 2020-01-06 | 100,000 | $1.72 | 146,295 | No | 4 | M | Direct | |
| Plug Power Common Stock | Disposition | 2020-01-06 | 100,000 | $3.50 | 46,295 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-01-06 | 100,000 | $0.00 | 100,000 | $1.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2026-08-09 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1 trading plan.
- 150,000 options were granted on August 9, 2016 and vested as follows: 50,000 options vested on August 9, 2017, 50,000 options vested on August 9, 2018 and 50,000 options vested on August 9, 2019.
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