Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001271163-20-000002)

Filing Details

Accession Number:: 0001271163-20-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-08 17:21:15
Reporting Period:: 2020-01-06

Accepted Time:: 2020-01-08 17:21:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1378701	Gdl Fund	GDL.C	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580		Yes	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series C Cumulative Puttable And Callable Preferred Shares	Disposition	2020-01-06	741	$50.86	0	No	4	S	Indirect	Trust Account

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Trust Account

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Series C Cumulative Puttable And Callable Preferred Shares	218,400	Direct
Series C Cumulative Puttable And Callable Preferred Shares	45,000	Indirect	E3M 2016, LLC

Footnotes

The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.