Filing Details
- Accession Number:
- 0000072333-20-000008
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-01-08 16:29:05
- Reporting Period:
- 2019-12-20
- Accepted Time:
- 2020-01-08 16:29:05
- Original Submission Date:
- 2019-12-20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183470 | E Peter Nordstrom | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-20 | 77,609 | $34.50 | 2,605,218 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-20 | 77,609 | $41.05 | 2,527,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-12-20 | 77,609 | $0.00 | 77,609 | $34.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 24,530 | Indirect | By self as trustee for benefit of child. |
| Common Stock | 458 | Indirect | By wife 401 (k) Plan, per Plan statement dated 11/30/2019 |
| Common Stock | 33,345 | Indirect | By 401(k) Plan, per Plan statement dated 11/30/2019. |
| Common Stock | 175,533 | Indirect | By wife. |
| Common Stock | 24,530 | Indirect | By self as trustee for benefit of second child |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on June 6, 2019 covering expiring stock options.
- Weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.14 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Amendment reflects the exercise of a stock option, which was inadvertently omitted from the original filing.
- Granted under the issuer's 2004 Equity Incentive Plan, exercisable in four equal annual installments commencing 2/26/2011.
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