Home > Insider Trading > Filing (0000950142-20-000073)

Filing Details

Accession Number:: 0000950142-20-000073
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-08 16:10:12
Reporting Period:: 2020-01-07

Accepted Time:: 2020-01-08 16:10:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1713952	Mosaic Acquisition Corp.	MOSC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1365833	M David Maura	C/O Mosaic Acquisition Corp. 375 Park Avenue New York NY 10152	President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-01-07	12,410	$0.00	335,066	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Warrants	Acquisiton	2020-01-07	12,500	$0.00	12,500	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
59,633			No	4	P	Direct

Footnotes

On January 7, 2020, Mr. Maura acquired, at a weighted average price of $10.2855 per share, 12,410 shares of Class A common stock, par value $0.0001 per share (the "Class A Shares"), of Mosaic Acquisition Corp. (the "Company"). The Class A Shares were purchased in multiple transactions at prices ranging from $10.27 to $10.29, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Class A Shares acquired at each separate price within the range set forth above.
On January 7, 2020, Mr. Maura acquired, at a weighted average price of $0.8922 per warrant, 12,500 warrants (the "Warrants") of the Company. The Warrants were purchased in multiple transactions at prices ranging from $0.85 to $0.92, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Warrants acquired at each separate price within the range set forth above.
Each Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.