Filing Details
- Accession Number:
- 0001123292-20-000111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-07 17:14:05
- Reporting Period:
- 2020-01-04
- Accepted Time:
- 2020-01-07 17:14:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Intrexon Corp | XON | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583188 | D. Thomas Reed | 20374 Seneca Meadows Parkway Germantown MD 20876 | Chief Science Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-04 | 18,940 | $0.00 | 154,304 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-06 | 5,416 | $5.83 | 148,888 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-01-04 | 18,940 | $0.00 | 18,940 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,818 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,840 | Indirect | By trust |
Common Stock | 41,705 | Indirect | By trust of spouse |
Common Stock | 2,440 | Indirect | By spouse |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of XON common stock.
- This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
- Held by the Thomas David Reed Living Trust dated February 4, 2011.
- Held by the Jacquelyn Ann Reed Living Trust dated February 4, 2011.
- The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023.