Filing Details
- Accession Number:
- 0001621832-20-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-06 19:02:00
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-06 19:02:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1621832 | Aqua Metals Inc. | AQMS | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 471169572 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649322 | Stephen Cotton | 2500 Peru Dr Sparks NV 89437 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2020-01-02 | 700,000 | $0.00 | 816,793 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2020-01-03 | 197,090 | $0.71 | 619,703 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares issued related to the existing Company approved Short Term Incentive Program (STIP). Shares used in lieu of cash for payment of accrued and earned 2019 STIP.
- Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the issuance of stock units. Sell was conducted by the Reporting Person in connection to reimburse the company to cover the company's tax withholding requirement triggered by the issuance of the shares.
Billionaire Hedge Funds
