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Filing Details

Accession Number:: 0001096906-20-000004
Form Type:: 5/A
Zero Holdings:: No
Publication Time:: 2020-01-06 18:27:30
Reporting Period:: 2019-12-31

Accepted Time:: 2020-01-06 18:27:30
Original Submission Date:: 2020-01-06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
318673	Security National Financial Corp	SNFCA	Finance Services (6199)	870345941

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1268844	M Scott Quist	7 Wanderwood Way Sandy UT 84092	Chairman Of The Board,Pres,Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class C Common Stock	Acquisiton	2019-12-03	127,629	$4.27	1,249,357	No	5	M	Direct
Class A Common Stock	Disposition	2019-12-03	104,201	$5.23	0	No	5	F	Direct
Class C Common Stock	Disposition	2019-12-03	6,560	$5.23	1,242,797	No	5	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	M	Direct
No	5	F	Direct
No	5	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class C Common Stock	Employee Stock Option (right to buy)	Disposition	2014-12-05	127,629	$4.27	127,629	$4.27
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2015-12-04	121,551	$6.02	121,551	$6.02
Class C Common Stock	Employee Stock Option (right to buy)	Acquisiton	2016-12-02	92,610	$6.62	92,610	$6.62
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2017-12-01	82,688	$5.02	82,688	$5.02
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2018-11-30	73,500	$5.77	73,500	$5.77
Class A Common Stock	Employee Stock Option (right to buy)	Acquisiton	2019-12-06	50,000	$5.75	50,000	$5.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-03-05	2019-12-05	No	5	M	Direct
121,551	2016-03-04	2020-12-04	No	5	A	Direct
92,610	2017-03-02	2021-12-02	No	5	A	Direct
82,688	2018-03-01	2022-12-01	No	5	A	Direct
73,500	2019-02-28	2023-11-30	No	5	A	Direct
50,000	2020-03-06	2024-12-06	No	5	A	Direct

Footnotes

Owned jointly by the reporting person and his wife. Does not include a total of 68,020 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).
Does not include a total of 336,206 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan.
Includes 6,560 shares of Class C Common Stock that the reporting person sold to the Company on December 3, 2019 under the Company's Stock Purchase Plan.
This option was granted on December 5, 2014 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 4, 2015 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $7.39 per share or 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 2, 2016 as an option for either 80,000 shares of Class A Common Stock at an exercise price of $7.73 per share or 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 1, 2017 as an option for 75,000 shares of Class A Common Stock at an exercise price of $5.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019.
This option was granted on November 30, 2018 as an option for 70,000 shares of Class A Common Stock at an exercise price of $6.07 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019.
This option was granted on December 1, 2019 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $6.01 per share or 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested.