Filing Details
- Accession Number:
- 0001638599-20-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-06 17:01:39
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-06 17:01:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1635282 | Rimini Street Inc. | RMNI | Services-Business Services, Nec (7389) | 364880301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1717514 | Kevin Maddock | C/O 3993 Howard Hughes Parkway Suite 500 Las Vegas NV 89169 | Svp, Global Sales - Recurring | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-02 | 1,000 | $1.19 | 154,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-02 | 2,619 | $3.94 | 152,246 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-03 | 1,000 | $1.19 | 153,246 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-03 | 1,000 | $3.94 | 152,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-01-03 | 2,000 | $3.95 | 150,246 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-01-06 | 1,000 | $1.19 | 151,246 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-01-06 | 1,000 | $3.96 | 150,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-01-06 | 2,000 | $3.95 | 148,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-01-02 | 1,000 | $0.00 | 1,000 | $1.19 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-01-03 | 1,000 | $0.00 | 1,000 | $1.19 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-01-06 | 1,000 | $0.00 | 1,000 | $1.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 44,900 | 2022-05-07 | No | 4 | M | Direct | |
| 43,900 | 2022-05-07 | No | 4 | M | Direct | |
| 42,900 | 2022-05-07 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The full exercise price is $1.19459 but due to space limitations could not be entered above.
- The shares subject to the option are fully-vested and exercisable.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.95 to $3.9525, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
Billionaire Hedge Funds
