Filing Details
- Accession Number:
- 0001123292-20-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-06 16:15:44
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-06 16:15:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Intrexon Corp | XON | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583188 | D. Thomas Reed | 20374 Seneca Meadows Parkway Germantown MD 20876 | Chief Science Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-01-02 | 9,766 | $0.00 | 138,350 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-01-03 | 2,986 | $5.77 | 135,364 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-01-02 | 9,766 | $0.00 | 9,766 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,531 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 62,840 | Indirect | By trust |
Common Stock | 41,705 | Indirect | By trust of spouse |
Common Stock | 2,440 | Indirect | By spouse |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of XON common stock.
- This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
- Held by the Thomas David Reed Living Trust dated February 4, 2011.
- Held by the Jacquelyn Ann Reed Living Trust dated February 4, 2011.
- The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022.