Filing Details
- Accession Number:
- 0001209191-20-001565
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2020-01-06 12:29:56
- Reporting Period:
- 2019-12-31
- Accepted Time:
- 2020-01-06 12:29:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587987 | Newtek Business Services Corp. | NEWT | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1337003 | Adam Michael Schwartz | 4800 T-Rex Avenue Suite 120 Boca Raton FL 33431 | Chief Legal&Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-29 | 196 | $19.64 | 18,908 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-28 | 226 | $23.00 | 18,908 | No | 5 | P | Direct | |
| Common Stock | Disposition | 2019-08-21 | 231 | $22.40 | 18,908 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-09-30 | 296 | $22.58 | 18,908 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2019-12-30 | 375 | $22.37 | 18,908 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | G | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Footnotes
- Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
- Gift by Reporting Person to his adult child not living in his household.
Billionaire Hedge Funds
